-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OzzwNgiglIqkQwkOCWlSlJMKYHbEY4uPslNIBxdCYLlAcoqAkaEu2tG1HfgngEb6 lTtYufWjJ7o+8zEavHJx5Q== 0000950152-07-009874.txt : 20071228 0000950152-07-009874.hdr.sgml : 20071228 20071228131352 ACCESSION NUMBER: 0000950152-07-009874 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071228 DATE AS OF CHANGE: 20071228 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OHIO LEGACY CORP CENTRAL INDEX KEY: 0001096654 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 341903890 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-78694 FILM NUMBER: 071331224 BUSINESS ADDRESS: STREET 1: 305 WEST LIBERTY STREET CITY: WOOSTER STATE: OH ZIP: 44691 BUSINESS PHONE: 3302620437 MAIL ADDRESS: STREET 1: P O BOX 959 CITY: WOOSTER STATE: OH ZIP: 44691 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BELDEN ROBERT F CENTRAL INDEX KEY: 0001229749 FILING VALUES: FORM TYPE: SC 13D MAIL ADDRESS: STREET 1: P.O. BOX 20910 CITY: CANTON STATE: OH ZIP: 44701 SC 13D 1 l29347asc13d.htm OHIO LEGACY CORP SC 13D Ohio Legacy Corp SC 13D
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No.      )*

Ohio Legacy Corp.
(Name of Issuer)
Common Shares No Par Value
(Title of Class of Securities)
677399107
(CUSIP Number)
Vanessa Richards 2375 Benden Drive Suite C Wooster, OH 44691 330-263-2703 vrichards@ohiolegacybank.com
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
12/20/07
(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 
 


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CUSIP No.
 
  677399107 

 

           
1   NAMES OF REPORTING PERSONS:

Robert F. Belden
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o 
  (b)   o 
     
3   SEC USE ONLY:
   
   
     
4   SOURCE OF FUNDS (SEE INSTRUCTIONS):
   
  PF
     
5   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e):
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States
       
  7   SOLE VOTING POWER:
     
NUMBER OF   131,700(1)
       
SHARES 8   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY  
       
EACH 9   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   131,700
       
WITH 10   SHARED DISPOSITIVE POWER:
     
   
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  131,700
     
12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
   
  5.9%
     
14   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN
(1) Includes 7,000 options and 15,000 warrants to purchase shares that are presently exercisable.

2


TABLE OF CONTENTS

Item 1. Security and Issuer
Item 2. Identity and Background
Item 3. Source and Amount of Funds or Other Consideration
Item 4. Purpose of Transaction
Item 5. Interest in Securities of the Issuer
Item 6. Contracts, Agreements, Understandings or Relationships With Respect to Securities of the Issuer
Item 7. Material to be Filed as Exhibits
SIGNATURE


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CUSIP No. 677399107   Page 3 of 5
Item 1. Security and Issuer
This original Schedule 13D Statement relates to shares of common stock, no par value (the “Common Stock”), of Ohio Legacy Corp, an Ohio corporation (the “Company”), which has its principal executive offices at 2375 Benden Drive, Suite C, Wooster, Ohio 44691.
Item 2. Identity and Background
(a) This Schedule 13D is filed by Robert F. Belden. Mr. Belden is a director of the Company.
(b) The business address of Mr. Belden is P.O. Box 20910 Canton, Ohio 44701-0910.
(c) Mr. Belden is President of the Belden Brick Company, located at the address above.
(d) Negative with respect to Mr. Belden.
(e) Negative with respect to Mr. Belden.
(f) Mr. Belden is a citizen of the United States of America.
Item 3. Source and Amount of Funds or Other Consideration
Mr. Belden purchased the Common Stock with his personal funds.
Item 4. Purpose of Transaction
Pursuant to the instructions for items (a) through (j) of Item 4 of Schedule 13D, and other than in his capacity as a director of the Company, Mr. Belden does not currently have plans or proposals that relate to or would result in any of the following:
(i) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Company;
(ii) the sale or transfer of a material amount of assets of the Company;
(iii) a change in the present board of directors or management of the Company;
(iv) a material change in the present capitalization or dividend policy of the Company;
(v) a material change in the business or corporate structure of the Company;
(vi) a change to the certificate of incorporation, or bylaws of the Company, or an impediment to the acquisition of control of the Company;
(vii) the delisting from the Nasdaq Stock Market of the Company’s Common Stock
(viii) a class of equity securities of the Company becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934, as amended; or
(ix) any action similar to any of those enumerated in (i) through (viii) above.
Mr. Belden reserves the right to modify his plans and proposals described in Item 4. Further, subject to applicable laws and regulations, as a director of the Company, Mr. Belden may formulate and participate in the formulation of plans and proposals that may

 


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CUSIP No. 677399107   Page 4 of 5
result in the occurrence of an event set forth in (i) through (viii) above or in Item 4 of Schedule 13D.
Item 5. Interest in Securities of the Issuer
(a) Based on the Company’s most recent filings with the Securities and Exchange Commission, there are currently 2,214,564 shares of Common Stock outstanding. Mr. Belden owns 131,700 shares of Common Stock, including options to purchase 7,000 shares of Common Stock and warrants to purchase 15,000 shares of Common Stock, or 5.9% of the of the Company’s outstanding Common Stock.
(b) Mr. Belden has sole power to vote, or to direct the voting of, and sole power to dispose or to direct the disposition of, 131,700 shares of Common Stock owned by him.
(c) On December 20, 2007 Mr. Belden purchased 5,000 shares at $4.70 on the open market and on December 21, 2007, Mr. Belden purchased 5,000 shares at $7.74 per share in a private sale. The aggregate purchase prices of the transactions were $23,500 and $38,700, respectively.
(d) Not applicable.
(e) Not applicable.
Item 6. Contracts, Agreements, Understandings or Relationships With Respect to Securities of the Issuer
Not applicable
Item 7. Material to be Filed as Exhibits
Not applicable.

 


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CUSIP No. 677399107   Page 5 of 5
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in the statement is true, complete and correct.
Date: 12/28/2007
         
     
  /s/ Robert F. Belden    
  Robert F. Belden   
     
 

 

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